According to the ASQ, the Certified
HACCP Auditor is a professional who understands the standards and
principles of auditing a HACCP-based or process-safety system. A HACCP
Auditor is capable of using various tools and techniques to examine,
question, evaluate and report on that system’s adequacy and
deficiencies. He/she is responsible for analyzing all elements of the
system and reporting on how well it adheres to the criteria for
management and control of process safety.
The HACCP Auditor examination is a
one-part, 135-question, four-hour exam, covering:
HACCP SYSTEM
HACCP PRINCIPLES
IMPLEMENTATION AND MAINTENANCE OF HACCP SYSTEM
AUDITING FUNDAMENTALS
AUDIT PROCESS
AUDITOR COMPETENCIES
QUALITY TOOLS AND TECHNIQUES
In addition to auditing skills,
expectations on a Certified HACCP Auditor include the following:
Will have a thorough understanding of the product safety aspects of
HACCP and how HACCP relates to other risk management systems.
Will understand the primary benefit of HACCP.
Will be able to recognize the level of management commitment (vs.
minimal compliance efforts) by analyzing how the program is deployed and
by measuring its effectiveness.
Will be able to apply, assess, and implement operational and
prerequisite programs that support the foundation of the HACCP system.
Will have a thorough understanding of management techniques as they
relate to HACCP plan development, including assembling teams,
flowcharting, etc.
Will have comprehensive knowledge of HACCP terminology and its seven
principles.
Will be able to assess a HACCP plan, evaluate its effectiveness, and
verify that it has been deployed, is being maintained, and is current.
Our HACCP Auditor
Study Guide goes the
expert-advice way. Instead of giving you the hard facts, we give you
information that covers the best tricks and practices. With these information, you
will always be able to make the most appropriate expert judgment in the
exam.
Prerequisite programs for HACCP comprise universal procedures for
controlling the operational conditions within a food
establishment. They promote environmental conditions that are
favorable to the production of safe food. You may begin by
reviewing your company's existing programs with the goal of
determining whether they can meet all prerequisite program
requirements and whether they include all the necessary controls
and documentation. Once your prerequisite programs have been
developed and implemented, your establishment may perform an
internal audit (that is, a form of self-evaluation) of the
prerequisite programs. During the self-evaluation, you may note
any deficiencies you observe, and then arrange to correct these
immediately and to implement preventive measures.
Important: The regulator would be in a position to determine if
the PPs developed by the plant adequately address food safety
issues. The regulator should also determine if PPs are
implemented, monitored and verified by the plant.
If a deficiency cannot be corrected immediately, you may want to
develop written action plans accordingly. The short-term action
plan must include the establishment of a CCP or monitoring and
verification procedures for ensuring that the short-term
corrective actions are implemented effectively. Once your plant
has implemented long-term action plans and verified that they are
effective, you may remove the short-term CCPs or monitoring and
verification procedures.
SAMPLE TEXT on Hazard Analysis
Hazards (including biological, chemical, and physical hazards)
refer to those conditions capable of posing an unacceptable health
risk to the consumer. The purpose of hazard analysis is to develop
a list of hazards which are of such significance that they are
reasonably likely to cause injury or illness if not effectively
controlled. Hazards that are not reasonably likely to occur should
not receive attention in a HACCP plan.
Important: Keep in mind, a thorough hazard analysis is the key
to preparing an effective HACCP plan. The hazard analysis and
identification of associated control measures would provide a
basis for determining CCPs in Principle 2.
A flow diagram of the complete process is usually very useful in
the process of conducting the hazard analysis. The significant
hazards associated with each specific step of the manufacturing
process should be listed, together with the corresponding
preventive measures.
Important: When conducting a hazard analysis, safety concerns
should be differentiated from quality concerns.
The process of conducting a hazard analysis would involve two
stages. During the first stage, the HACCP team would review the
ingredients used in the product, the activities conducted at each
step in the process and the equipment used, the final product and
its method of storage and distribution, and the intended use and
consumers of the product. Based on the review, the team would
develop a list of potential biological, chemical or physical
hazards which may be introduced, increased, or controlled at each
step in the production process.
After the list of potential hazards is put together, stage two
hazard evaluation would be conducted. The HACCP team would decide
which potential hazards must be addressed. Each potential hazard
would be evaluated based on the severity of the potential hazard
and its likely occurrence.
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